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| U.S. Securities and Exchange
Commission v. Petters, et al. Assigned to: Judge Ann D. Montgomery Referred to: Magistrate Judge Janie S. Mayeron Cause: 15:77 Securities Fraud |
Date Filed: 07/08/2009 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: U.S. Government Plaintiff |
| Plaintiff | ||
| United States Securities and Exchange Commission | represented by | Charles J Kerstetter
US Securities & Exchange Commission 175 Jackson Blvd W Ste 900 Chicago , IL 60604-2615 (312) 353-7435 Fax: 312-353-7398 Email: kerstetterc@sec.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED John E Birkenheier US Securities & Exchange Commission 175 W Jackson Blvd Ste 900 Chicago , IL 60604-2615 312-886-3947 Fax: 312-353-7398 Email: birkenheierj@sec.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Robyn A Millenacker United States Attorney's Office 300 S 4th St Ste 600 Mpls , MN 55415 612-664-5600 Email: robyn.millenacker@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Sally J Hewitt US Securities & Exchange Commission 175 W Jackson Blvd Ste 900 Chicago , IL 60604 312-353-7390 Fax: 312-353-7398 Email: hewitts@sec.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven J Levine US Securities & Exchange Commission 175 W Jackson Blvd Ste 900 Chicago , IL 60604 312-886-1774 Fax: 312-353-7398 Email: levines@sec.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Rebecca R Goldman US Securities & Exchange Commission 175 Jackson Blvd W Ste 900 Chicago , IL 60604-2615 312-353-7390 Fax: 312-353-7398 Email: goldmanr@sec.gov ATTORNEY TO BE NOTICED |
V. | ||
| Defendant | ||
| Thomas J. Petters | ||
| Defendant | ||
| Gregory M. Bell | represented by | Kevin W DeVore
DeVore Law Office, PA 332 Minnesota Street Suite W-1610 St. Paul , MN 55101 651-633-5000 Fax: 651-846-6005 Email: kevin@devorelawoffice.com ATTORNEY TO BE NOTICED |
| Defendant | ||
| Lancelot Investment Management LLC | ||
| Defendant | ||
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Inna Goldman Relief Defendant |
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| Defendant | ||
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Inna Goldman Revocable Trust Relief Defendant |
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| Defendant | ||
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Asia Trust Ltd. Relief Defendant |
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| Defendant | ||
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Blue Sky Trust Relief Defendant |
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| Defendant | ||
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Gregory Bell Revocable Trust Relief Defendant |
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| [updated July 24, 2009] |
| Date Filed | # | Docket Text |
|---|---|---|
| 07/08/2009 | 1 | COMPLAINT against Thomas J. Petters, Gregory M. Bell, Lancelot Investment Management LLC, Inna Goldman, Inna Goldman Revocable Trust, Asia Trust Ltd., Blue Sky Trust, Gregory Bell Revocable Trust assigned to Judge Ann D. Montgomery per Securities List and referred to Magistrate Judge Janie S. Mayeron, filed by United States Securities and Exchange Commission. (kt) (Attachment(s): # 1 Order Authorizing Papers to be Filed Under Seal # 2 Civil Cover Sheet) (Additional attachment(s) added on 07/10/2009.) (TSS) (Entered: 07/08/2009) |
| 07/08/2009 | 2 | Plaintiff's Ex Parte MOTION for Temporary Restraining Order, Asset Freeze and Other Ancillary Relief by United States Securities and Exchange Commission. (Attachment(s): (1) Information Sheet for Temporary Restraining Order.) (kt) (Additional attachments added on 07/10/2009.) (TSS) (Entered: 07/08/2009) |
| 07/08/2009 | 3 | MEMORANDUM in Support re 2 MOTION for Temporary Restraining Order filed by United States Securities and Exchange Commission. (kt) (Attachment(s): # 1 LR 7.1 Word Count Compliance Certificate. (Additional attachment(s) added on 7/10/2009.) (TSS) (Entered: 07/08/2009) |
| 07/08/2009 | 4 | MOTION to Appoint Receiver and Memorandum in Support by United States Securities and Exchange Commission.(kt) (Attachments: # 1 LR 7.1 Word Count Compliance Certificate) (Additional attachment(s) added on 7/10/2009.)(TSS) (Entered: 07/08/2009) |
| 07/08/2009 | 5 | Declaration of Donald A. Ryba in Support of 2 MOTION for Temporary Restraining Order filed by United States Securities and Exchange Commission. (kt) Additional attachment(s) added on 7/10/2009) (TSS) (Entered: 07/08/2009) |
| 07/08/2009 | 6 | EXHIBITS 1 and 2 re 5 Declaration in Support by United States Securities and Exchange Commission. (kt) (Additional attachment(s) added on 7/10/2009)(TSS) (Entered: 07/08/2009) |
| 07/08/2009 | 7 | EXHIBIT 3 re 5 Declaration in Support by United States Securities and Exchange Commission. (kt) (Additional attachment(s) added on 7/10/2009)(TSS) (Entered: 07/08/2009) |
| 07/08/2009 | 8 | EXHIBITS 4 and 5 re 5 Declaration in Support by United States Securities and Exchange Commission. (kt) Additional attachment(s) added on 7/10/2009)(TSS) (Entered: 07/08/2009) |
| 07/08/2009 | 9 | EXHIBIT 6 re 5 Declaration in Support by United States Securities and Exchange Commission. (kt) (Additional attachment(s) added on 7/10/2009)(TSS) (Entered: 07/08/2009) |
| 07/08/2009 | 10 | EXHIBITS 7-27 re 5 Declaration in Support by United States Securities and Exchange Commission. (kt) (Additional attachment(s) added on 7/10/2009)(TSS) (Entered: 07/08/2009) |
| 07/08/2009 | 11 | EXHIBITS 28-34 re 5 Declaration in Support by United States Securities and Exchange Commission. (kt) (Additional attachment(s) added on 7/10/2009)(TSS) (Entered: 07/08/2009) |
| 07/08/2009 | 12 | EXHIBITS 35-39 re 5 Declaration in Support by United States Securities and Exchange Commission. (kt) (Additional attachment(s) added on 7/10/2009)(TSS) (Entered: 07/08/2009) |
| 07/08/2009 | 13 | MOTION for Admission Pro Hac Vice for John E. Birkenheier by United States Securities and Exchange Commission. (kt) Additional attachment(s) added on 7/10/2009)(TSS) (Entered: 07/08/2009) |
| 07/08/2009 | 14 | MOTION for Admission Pro Hac Vice for Charles J. Kerstetter by United States Securities and Exchange Commission. (kt) (Additional attachment(s) added on 7/10/2009)(TSS) (Entered: 07/08/2009) |
| 07/08/2009 | 15 | MOTION for Admission Pro Hac Vice for Steven J. Levine by United States Securities and Exchange Commission. (kt) ( (Additional attachment(s) added on 7/10/2009)(TSS) (Entered: 07/08/2009) |
| 07/08/2009 | 16 | MOTION for Admission Pro Hac Vice for Rebecca R. Goldman by United States Securities and Exchange Commission. (kt) (Additional attachment(s) added on 7/10/2009)(TSS) (Entered: 07/08/2009) |
| 07/08/2009 | 17 | MOTION for Admission Pro Hac Vice for Sally J. Hewitt by United States Securities and Exchange Commission. (kt) (Additional attachment(s) added on 7/10/2009)(TSS) (Entered: 07/08/2009) |
| 07/09/2009 | Summons Issued as to Thomas J. Petters, Gregory M. Bell, Lancelot Investment Management LLC, Inna Goldman, Inna Goldman Revocable Trust, Asia Trust Ltd., Blue Sky Trust, Gregory Bell Revocable Trust. (JME) (Entered: 07/09/2009) | |
| 07/09/2009 | 18 | ORDER granting 2 Motion for TRO and Order Imposing Asset Freeze and other Ancillary Relief. Signed by Judge Ann D. Montgomery on 7/9/09. (JME) (Additional attachment(s) added on 7/10/2009)(TSS) (Entered: 07/09/2009) |
| 07/10/2009 | 19 | EX PARTE MOTION for Order of Clarification by United States Securities and Exchange Commission. (kt) (Additional attachment(s) added on 7/10/2009)(TSS) (Entered: 07/10/2009) |
| 07/10/2009 | 20 | MOTION to Unseal Case by United States Securities and Exchange Commission. (kt) (Additional attachment(s) added on 7/10/2009)(TSS) (Entered: 07/10/2009) |
| 07/10/2009 | 21 | SEALED ORDER re: 19 EX PARTE MOTION for Order of Clarification. Signed by Judge Ann D. Montgomery on 07/10/2009. (TSS) (Entered: 07/10/2009) |
| 07/10/2009 | 22 | ORDER granting 20 Motion to Unseal Case. Signed by Judge Ann D. Montgomery on 07/10/2009. (TSS) (Entered: 07/10/2009) |
| 07/10/2009 | 23 | Letter re: Withdrawal of 4 MOTION to Appoint Receiver filed by United States Securities and Exchange Commission. (TSS) (Entered: 07/10/2009) |
| 07/10/2009 | TEXT ONLY ENTRY - ORDER granting 13 , 14 , 15 , 16 , 17 Motions for Admission Pro Hac Vice of Attorneys John E. Birkenheier, Charles J. Kerstetter, Steven J. Levine, Rebecca R. Goldman and Sally J. Hewitt for United States Securities and Exchange Commission. Fees waived for U.S. government attorneys.Approved by Magistrate Judge Janie S. Mayeron on 7/10/09. (MMC) (Entered: 07/13/2009) | |
| 07/13/2009 | TEXT ONLY ENTRY - NOTICE of Hearing: Re 18 ORDER granting 2 Motion for TRO and Order Imposing Asset Freeze and other Ancillary Relief. Hearing set for 7/17/2009 10:00 AM in Chambers 13W, 300 South 4th Street, Minneapolis before Judge Ann D. Montgomery. (LPH) (Entered: 07/13/2009) | |
| 07/14/2009 | 24 | MOTION for Preliminary Injunction , Asset Freeze and Other Ancillary Relief by United States Securities and Exchange Commission. (Birkenheier, John) (Entered: 07/14/2009) |
| 07/14/2009 | 25 | MEMORANDUM in Support re 24 MOTION for Preliminary Injunction , Asset Freeze and Other Ancillary Relief filed by United States Securities and Exchange Commission. (Attachments: # 1 LR7.1 Word Count Compliance Certificate)(Birkenheier, John) (Entered: 07/14/2009) |
| 07/14/2009 | 26 | CERTIFICATE OF SERVICE by United States Securities and Exchange Commission re 25 Memorandum in Support of Motion, 24 MOTION for Preliminary Injunction , Asset Freeze and Other Ancillary Relief. (Birkenheier, John) (Entered: 07/14/2009) |
| 07/15/2009 | TEXT ONLY ENTRY - AMENDED NOTICE OF HEARING ON MOTION 24 MOTION for Preliminary Injunction , Asset Freeze and Other Ancillary Relief : Motion Hearing set for 7/24/2009 01:30 PM in Courtroom 13W (MPLS) before Judge Ann D. Montgomery. (Rescheduled from 7/17/09)(LPH) (Entered: 07/15/2009) | |
| 07/22/2009 | 30 | NOTICE OF ATTORNEY APPEARANCE/SUBSTITUTION for Gregory M. Bell. (DeVore, Kevin) (Entered: 07/22/2009) |
| 07/22/2009 | 31 | MOTION for Limited Relief from the Court's July 9, 2009 Temporary Restraining Order and Order Imposing Asset Freeze and Other Ancillary Relief by Gregory M. Bell. (Attachments: # 1 exhibit 1, # 2 exhibit 2, # 3 exhibit 3)(DeVore, Kevin) (Entered: 07/22/2009) |
| 07/22/2009 | 32 | CERTIFICATE OF SERVICE, re: Motion 31 for Limited Relief from the Court's 7/9/09 TRO and Order Imposing Asset Freeze by Gregory M. Bell (DeVore, Kevin) Added link and text on 7/23/2009 (RLR). (Entered: 07/22/2009) |
| 07/22/2009 | 33 | DOCUMENT FILED IN ERROR - incomplete document. MOTION for Admission Pro Hac Vice for Mark S. Radke by Gregory M. Bell. (DeVore, Kevin) Modified on 7/22/2009 (MMC). (Entered: 07/22/2009) |
| 07/22/2009 | 34 | DOCUMENT FILED IN ERROR - incomplete document. MOTION for Admission Pro Hac Vice for Vincent Paul Schmeltz III by Gregory M. Bell. (DeVore, Kevin) Modified on 7/22/2009 (MMC). (Entered: 07/22/2009) |
| 07/22/2009 | 35 | Amended MOTION for Admission Pro Hac Vice for Mark S. Radke by Gregory M. Bell. (DeVore, Kevin) (Entered: 07/22/2009) |
| 07/22/2009 | 36 | Amended MOTION for Admission Pro Hac Vice for Vincent Paul Schmeltz III by Gregory M. Bell. (DeVore, Kevin) (Entered: 07/22/2009) |
| 07/22/2009 | 37 | MEMORANDUM in Opposition re 24 MOTION for Preliminary Injunction , Asset Freeze and Other Ancillary Relief filed by Gregory M. Bell. (DeVore, Kevin) (Entered: 07/22/2009) |
| 07/22/2009 | 38 | DECLARATION of Vincent P. Schmeltz III in Opposition to 37 Memorandum in Opposition to Motion filed by Gregory M. Bell. (DeVore, Kevin) (Entered: 07/22/2009) |
| 07/22/2009 | 39 | CERTIFICATE OF SERVICE by Gregory M. Bell re 38 Declaration in Opposition, 37 Memorandum in Opposition to Motion of Plaintiff for Preliminary Injunction, Continuing Asset Freeze and Other Ancillary Relief. (DeVore, Kevin) (Entered: 07/22/2009) |
| 07/23/2009 | 40 | STIPULATION Consent of Defendant Gregory M. Bell, Defendant Lancelot Investment Management, LLC and Relief Defendant Gregory Bell Revocable Trust by United States Securities and Exchange Commission and Gregory Bell, Lancelot Investment, LLC and Gregory Bell Revocable Trust. (Birkenheier, John) (Entered: 07/23/2009) |
| 07/23/2009 | 41 | STIPULATION Consent of Relief Defendant Inna Goldman and Relief Defendant Inna Goldman Revocable Trust by United States Securities and Exchange Commission, Inna Goldman and Inna Goldman Revocable Trust. (Birkenheier, John) Modified filers on 7/24/2009 (RLR). (Entered: 07/23/2009) |
| 07/24/2009 | 42 | SUMMONS Returned Executed by United States Securities and Exchange Commission. Asia Trust Ltd. served on 7/10/2009, answer due 7/30/2009. (Birkenheier, John) (Entered: 07/24/2009) |
| 07/24/2009 | 43 | SUMMONS Returned Executed by United States Securities and Exchange Commission. Blue Sky Trust served on 7/10/2009, answer due 7/30/2009. (Birkenheier, John) (Entered: 07/24/2009) |